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Yearly Archives: 2013
Do You Have Reasonable Expectation of Privacy When Using Work E-mail?
Maybe not. Unfortunately for a former Aeropostale executive, the United States District Court for the Eastern District of New York recently held that he did not have any reasonable expectation of privacy in an e-mail he received from his private attorney at his work address. The case of United States v. Finazzo highlights the risks inherent in using your employer’s e-mail for personal communications–especially when those communications would otherwise be privileged. In this case, the e-mail at issue ultimately lead to the employee’s termination, and subsequent prosecution.
Mr. Finazzo–a former executive at clothing retailer Aeropostale–was charged with a fraudulent scheme in which he allegedly received kickbacks from certain transactions between Aeropostale and South Bay Apparel, Inc., a clothing vendor controlled by another individual (Douglas Dey). Although the indictment alleges that the scheme began in 1996, Aeropostale apparently did not discover it until 2006, while undertaking an unrelated forensic investigation.
During the investigation, an e-mail from Mr. Finazzo’s personal attorney was discovered in his work e-mail account. In the e-mail, Mr. Finazzo’s attorney asked him to review an attached asset list, and confirm the values of various assets for the purposes of creating a will. Among the assets listed were several companies co-owned with Mr. Dey, including South Bay Apparrel, a company that served as a primary vendor of Aeropostale merchandise. Upon learning that Mr. Finazzo had undisclosed ownership interests in companies owned by one of Aeorpostale’s primary vendors, Aeorpostale decided to terminate Mr. Finazzo for cause.
This case came to be decided because Mr. Finazzo was asking the court for an order precluding the government from introducing the e-mail (and anything derived from the email) at trial. Ultimately, the court denied Mr. Finazzo’s motion. The court’s decision turned on whether Mr. Finazzo had a reasonable expectation of privacy in his work e-mail account. Under the facts of this case, the court held that he did not.
In rendering its decision, the court noted that it had before it several versions of Aeropostale’s policies governing its employees’ use of company e-mail dating back as early as 1999. Although each policy had slight variations, and in some cases even permitted incidental personal use, they all stated that the employee “should have no expectation of privacy when using Company Systems.” The policies also reserved a right by the company to monitor, access, delete or disclose employees’ e-mails at any time without further permission. Additionally, in each case, Mr. Finazzo also signed receipts, acknowledging that he had read and understood the policies.
At first blush one aspect of this case seems unfair to Mr. Finazzo. How could the court hold that he waived his privilege with respect to the contents of this communication from his attorney when he was the recipient of the e-mail, not the sender? This is because Mr. Finazzo has not–indeed he could not–allege that his attorney looked up his Aeropostale e-mail address and unilaterally sent him confidential information. “Rather, Finazzo chose to communicate with his lawyer through a medium in which he had no expectation of privacy, thus inviting responses via that same medium.”
Mr. Finazzo also did not simply delete the allegedly confidential e-mail. He admitted that after he received it, he forwarded it to his personal, non-Aeropostale e-mail account before he deleted it. Thus, after he received the e-mail and recognized it as confidential, “he then turned around and sent it back through Aeropostale’s e-mail servers to another account. ” In so doing, he allowed Aeropostale another opportunity to see the e-mail. Thus, according to the court, “even if Finazzo were correct that his ‘mere receipt’ creates some legally cognizable distinction, such would be unsupported by his own record.” Mr. Finazzo both sent and received the privileged e-mail.
This is not the first time a court has held that an otherwise privileged e-mail communication loses its protection because it was sent from a work e-mail account. But, it serves as an important reminder. Every day, many of use our work e-mail accounts to send and receive personal messages. While workplaces have become increasingly willing to permit some incidental personal use, one must always be mindful of the nature of the communication. If the communication conveys confidential or other information that should not be widely disclosed, think twice before hitting “send.”
Government Shutdown Impacting Upstate Courts
When the shutdown began on October 1, 2013, the Chief Judge of the United States District Court for the Western District of New York (which includes Rochester), issued this statement:
During the initial stage of the government shutdown, the federal Judiciary will remain open for regular business for approximately 10 business days. On or about October 15, 2013, the Judiciary will reassess its situation and further guidance will be provided. All proceedings and deadlines remain in effect as scheduled, unless otherwise advised, and CM/ECF remains operational.
So far, we have not noticed an impact on the cases we have pending in the Western District of New York.
However, today I received an email from the United States District Court for the Northern District of New York, notifying me that the the Court had filed General Order #48, which issued a stay of certain civil cases pending the restoration of Department of Justice funding. According to the order, all civil cases (other than civil forfeiture cases) in which the United States Attorney’s Office for the Northern District of New York has appeared as counsel for the United States, its agencies, and/or its employees are hereby stayed until the business day after the President signs into law a budget appropriation that restores Department of Justice funding. I have not yet seen a similar order for the Western District of New York, but I would not be surprised to see one next week if the shutdown is not yet resolved.
MCBA 2013 Judicial Candidate Ratings
Some of you may know that I serve on the Judiciary Committee of the Monroe County Bar Association. This week, the MCBA re-released the rating results for seven judicial candidates running for seats this year. The MCBA also released the rating for one candidate who was more recently rated. Click here to see the ratings.
For information about the judicial evaluation process used by the committee, click here.
Local Laws to be Published on State Website
On the way in to work this morning, it was reported that the Governor signed a number of bills into law. So as I often do, I checked the State Legislature’s website to see if any of these recently enacted laws will impact my clients or my practice.
While the newspapers and other media outlets have so far focused on the series of laws that promote the state’s wine trails, it was another chapter that caught my eye.
Within the next six months, the Secretary of State will be required to annually publish local laws on the Department of State website in addition to publishing them in a separate volume as a supplement to the Session Laws. Chapter 383 of the Laws of 2013 amends subdivision 5 of section 27 of the Municipal Home Rule Law so that it will also require the Secretary of State to publish a complete codification of all local laws in effect that have been adopted by the legislative body of each county on the Department of State’s website.
Soon, it will be easier for laypeople and attorneys alike to find Local Laws enacted pursuant to the State’s Municipal Home Rule Law. This is another step in the right direction towards making government more open and accessible.
Fire District Materials: Batavia Conference 2013
I am looking forward to speaking at the Western New York Fire District Legislative Association Workshop tomorrow, and I wanted to write a short post as a resource for those attending.
As I wrote last December, New York expanded the “piggybacking” exception to competitive bidding. Since that time, a number of fire districts have been approached by vendors offering goods and services under other governmental contracts, claiming that the contract falls within the newly expanded “piggybacking” exception. But, as the State Comptroller noted, “It is the responsibility of local officials to review each proposed procurement to determine, on advice of the local government’s counsel as appropriate, whether the procurement falls within the exception.” Thus, we expect to spend quite a bit of time discussing this exception tomorrow, as well as the Comptroller’s November 2012 bulletin discussing this relatively recent amendment.
A copy of the Comptroller’s bulletin may be found here, and I highly recommend reviewing this bulletin before considering whether to make a procurement under this exception to competitive bidding. It is essential that you also involve counsel in the process.
The Comptroller’s Office has an excellent website, with a lot of very useful publications, and one that I recommend every year at this conference is the Comptroller’s Local Government Management Guide titled, Seeking Competition in Procurement. This guide was just amended and reissued on May 2013, and it includes a sample procurement policy–which is one of the first things the Comptroller’s Office asks for when they show up at your door to conduct an audit. This edition of the procurement guide also includes a discussion of the “best value” standard which is now also permitted in New York.
Another topic that will be discussed is the Open Meetings Law. In the beginning of 2012, the Open Meetings Law was amended to require prior disclosure of agendas, proposed resolutions and other documents. Shortly after this amendment was enacted, I wrote about it here.
Thank you for visiting my blog. I hope you will consider subscribing by email, liking my page on Facebook, or following me on Twitter. You may also want to subscribe to our firm’s email newsletter, In Confidence, here. You can subscribe to only the topics you are interested in, and from time to time, I write about developments impacting New York municipalities, including fire districts.
Court Rules that “Like” on Facebook is Free Speech
Earlier today, the U.S. Court of Appeals for the Fourth Circuit, held that clicking the “like” button on a political candidate’s Facebook page is speech, protected by the First Amendment. The case, which may be found on the Court’s website here, involved six sheriff’s deputies from the City of Hamton, Virgina, who alleged that the Sheriff retaliated against them in violation of their First Amendment rights when he chose not to reappoint them because of their support of his electoral opponent. The ruling reverses, in part, the decision of the District Court, which had ruled, among other things, that the plaintiffs had not engaged in any expressive speech.
The District Court had concluded that “merely ‘liking’ a Facebook page is insufficient speech to merit constitutional protection.” After analyzing what it means to “like” a Facebook page (Facebook filed an amicus brief in the case, and the Court’s decision contains a good description of how Facebook works to those wondering but who are afraid to ask at pages 37-39), the Court concluded that “[o]nce one understands the nature of what [Plaintiff] did by liking the Campaign Page, it becomes apparent that his conduct qualifies as speech.” [Decision at 39].
In reversing the District Court, the Court of Appeals held:
In sum, liking a political candidate’s campaign page communicates the user’s approval of the candidate and supports the campaign by associating the user with it. In this way, it is the Internet equivalent of displaying a political sign in one’s front yard, which the Supreme Court has held is substantive speech. [Decision at 40].
The main take-away from this decision is the fact that a federal appellate court has now held that clicking the “like” button is speech. This is not surprising to those of us who regularly use social media, like Facebook. Hopefully, this issue will not find itself before the Supreme Court, as some of the Justices reportedly haven’t quite figured out email yet.
How to Defend Against “Excessive Wear and Tear” Claim When Car Lease Ends
Earlier today, my law partner, Kevin Cooman, posted an article on our firm’s website with some good tips for avoiding problems when your car lease expires, and I wanted to share it with my readers here as well.
Before we leased our minivan, our family always owned our cars outright. For many people, leasing makes a lot of sense. And often at the end of a lease term, many people either buy the car they’ve been leasing, or they lease another car from the same dealer or manufacturer. But what happens if you decide to buy or lease from another manufacturer or dealer? Kevin’s article, Car Lease Terminations–And the Unwelcome Surprises has some useful tips to prepare you to defend yourself from the almost certain claims that will be made against you when you turn your car in. Armed with the evidence you’ve gathered, you will be in a strong position to prevail in any arbitration proceeding you may find yourself in after you dispute the claims.
Domestic Workers’ Bill of Rights
It’s Labor Day, and soon our kids will be off to school. For our family, it also means that Mommy–who is a school psychologist in a local school district–is also back to school.
When our kids were just a little younger, this was also a very stressful time of year because we had to make arrangements to care for our children while we both worked. Fortunately, my wife was able to enjoy the benefits of having a job with parenting leave for most of the time before our children were in school. But last year we decided to hire a nanny to watch our children when they were not in pre-school.
It’s hard enough to sift through countless resumes, interview candidates, and conduct all the necessary background checks and make sure that the person hired is the right fit for your children. But on top of that, you have to become an employer! That means at a minimum that you have to:
- Obtain an Employer Identification Number (EIN) from the IRS;
- Verify employment eligibility by completing a federal form I-9 for your employee;
- Register with the New York State Department of Labor; and
- Report to the New York State Department of Taxation and Finance.
We also hired a payroll service, obtained Workers’ Compensation insurance and New York State Disability insurance. Finally, I also drafted a contract between our family and our nanny to outline expectations and compensation, among other things. I am amazed how thick all my files are for this one employee who only worked for us for a year.
During the process of preparing our paperwork and reviewing the laws and regulations applicable to domestic workers (which include nannies), I was actually surprised to learn that New York had recently enacted a Domestic Workers’ Bill of Rights. Signed into law by Governor David Paterson on August 31, 2010, it went into effect on November 29, 2010. Thus, it is still relatively new.
If you hire a domestic worker or nanny, here are the key points of the Domestic Workers’ Bill of Rights that you should be aware of:
- You must pay at least minimum wage;
- You must pay overtime at 1 1/2 times the basic rate of pay for all time worked over 40 hours a week (or 44 hours if worker lives in the employer’s home);
- You must provide one day (24 hours) of rest every week (or if the employee agrees to work that day, overtime pay for the entire day’s work);
- You must provide at least three paid days off after one year of working for you;
- You must provide a written notice about your policies on sick leave, vacation, personal leave, holidays and hours of work;
- You must provide written notice about rates of pay and pay day that are now also required by the Wage Theft Prevention Act; and
- You must not retaliate against your employee for complaining to you or the New York State Department of Labor.
The Domestic Workers’ Bill of Rights also amended the New York Human Rights Law, to extend the protections from certain forms of harassment and retaliation to domestic workers.
If you are thinking about hiring a nanny or other domestic worker, and would like to set up a consultation to discuss the applicable legal requirements involved with such a hire, I would be happy to help. Please contact me to set up a consultation. The best way to reach me is my direct office line: 585.512-3542. You can also contact me through my contact page.
One last thing. While this post is primarily concerned with some of the legal aspects of hiring a nanny or other domestic worker, it is probably not the most important part of the process. The most important part is to make sure that the person you hire is not only qualified and a good fit, but also has nothing in their background that would make them unfit to care for your child or other loved one. The New York State Office of Children & Family Services has information on its website: http://www.ocfs.state.ny.us, where you can find out more about the background checks available to parents under Kieran’s Law. Among other things, you should be able to obtain criminal background information, as well as Department of Motor Vehicles information.
This publication is intended as an information source for clients, prospective clients, and colleagues and constitutes attorney advertising. The content should not be considered legal advice and readers should not act upon information in this publication without individualized professional counsel.
Peter J. Weishaar to be Featured Speaker at Fire District Workshop
On September 21, 2013, I will once again be one of the featured speakers for the annual Western New York Fire District Officers’ Legislative Association Workshop held every year in Batavia. I always enjoy gathering with friends from Monroe and Erie County fire districts as we discuss the latest developments and issues facing these dedicated officers.
I am expecting a lively discussion, as we review the requirements for the recently enacted expansion of the “piggybacking” exception to competitive bidding. I wrote about New York’s expansion of this exception last December, and you can find my article here. A number of fire districts have been considering whether to use this exception to purchase fire apparatus under non-NY governmental contracts, and there are many issues to consider in close consultation with counsel before proceeding.
We will also discuss the latest Comptroller Audits and several other issues, including some of the rules applicable to LOSAP funds. I hope to see you there.
About my practice: I represent several fire districts in the Greater Rochester Area. In addition to fire districts, my municipal practice also includes the ongoing representation of planning and zoning boards, as well as the representation of municipalities as special counsel in litigation matters.
This publication is intended as an information source for clients, prospective clients, and colleagues and constitutes attorney advertising. The content should not be considered legal advice and readers should not act upon information in this publication without individualized professional counsel.


